Markets / Finance regulators
Registrant oversight for financial services regulators.
Insurance and financial-planning regulators manage registrant records, compliance requirements, renewals and conduct on Alinity, giving regulatory teams the tools they need to monitor compliance, enforce professional standards and protect the public.
Oversight that stands up to scrutiny.
Financial services regulators need to demonstrate that registrants are meeting professional standards and that the public is protected. Alinity brings registration, compliance and conduct oversight together, giving regulators the information they need to act and demonstrate accountability.
The core platform, applied to financial services.
Registrant oversight Individual and firm registration across multiple licence classes, with conditions, restrictions and designated accountability roles maintained on one record.
Compliance reporting Recurring filings tracked against deadlines, with outstanding obligations visible before the cycle closes.
Exam & assessment management Scheduling, eligibility, results and outcomes managed for qualifying exams and jurisprudence assessments alike.
Renewals & reinstatements Annual or rolling cycles with declarations, education requirements, payment and lapsed-registration paths.
Conduct & enforcement Complaint intake through investigation, resolution and published outcome, with confidentiality controls throughout.
Public register & directory A real-time, searchable register showing registration status, conditions and history to the public and other regulators.
Proven across regulated financial professions. More than 70 Canadian regulatory organizations run their statutory obligations on Alinity, covering over half a million licensees across insurance, mortgage brokerage, financial planning and related professions. Registration categories, compliance filings, exam management and conduct proceedings are capabilities we operate at scale every day.
70+ Canadian regulatory organizations on the platform
500K+ licensees under management
Independently audited, and hosted where you are.
Security & certifications →AUDITED
SOC 2
TYPE 2
CERTIFIED
ISO
27001
HOSTED
CANADA
RESIDENCY
RECOVERY
15 MIN
POINT-IN-TIME